Arthur Joseph Simon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • William Blair International, Ltd (no longer approved here)

    FRN 189068

    • SMF16 Compliance Oversight (29 Jun 2020 to 1 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Jun 2020 to 1 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 26 Apr 2023)
    • CF1 Director (6 Aug 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.