Arthur Francisco Bauch

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 3 Nov 2011)
    • CF21 Investment Adviser (23 Nov 2004 to 31 Oct 2007)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (242)CF21 Investment Adviser (20 Apr 2004 to 7 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (242)CF21 Investment Adviser at Novate Global Markets Limited