Arthur Francis Hamilton

• Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

  FRN 230885

  • [FCA CF] Material risk taker (7 Mar 2024 to 7 Feb 2026)
  • [FCA CF] Manager of certification employee (7 Mar 2020 to 7 Feb 2026)
  • [FCA CF] Significant management (7 Mar 2020 to 7 Feb 2026)
  • CF28 Systems and controls (10 Jul 2015 to 8 Dec 2019)
• Morgan Stanley Investment Management Limited (no longer approved here)

  FRN 121920

  • SMF5 Head of Internal Audit (9 Dec 2019 to 31 Jan 2026)
  • CF28 Systems and controls (10 Jul 2015 to 8 Dec 2019)
• Morgan Stanley & Co. International Plc (no longer approved here)

  FRN 165935

  • SMF5 Head of Internal Audit (7 Mar 2016 to 31 Jan 2026)
  • CF28 Systems and controls (10 Jul 2015 to 6 Mar 2016)
• Morgan Stanley Bank International Limited (no longer approved here)

  FRN 195430

  • SMF5 Head of Internal Audit (7 Mar 2016 to 31 Jan 2026)
  • CF28 Systems and controls (10 Jul 2015 to 6 Mar 2016)
• AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

  FRN 119368

  • CF15 Internal Audit (1 Dec 2001 to 30 Nov 2004)
• AXA Investment Managers GS Limited (no longer approved here)

  FRN 188523

  • CF15 Internal Audit (1 Dec 2001 to 30 Nov 2004)

No changes recorded yet.