Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (5 Oct 2022 to 23 Jul 2025)
    • [FCA CF] Material risk taker (15 Sep 2021 to 4 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (15 Sep 2021 to 4 Aug 2023)
    • [FCA CF] Client dealing (11 Sep 2019 to 23 Jul 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (5 Oct 2022 to 23 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (15 Sep 2021 to 4 Aug 2023)
    • [FCA CF] Material risk taker (15 Sep 2021 to 4 Aug 2023)
    • [FCA CF] Client dealing (11 Sep 2019 to 23 Jul 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 8 Jun 2019)
    • CF30 Customer (11 May 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.