Arthur Da Gama

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Functions requiring qualifications (24 Nov 2017 to 5 Mar 2021)
    • [FCA CF] Client dealing (24 Nov 2017 to 5 Mar 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
    • CF30 Customer (18 Aug 2010 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (9 Mar 2015 to 22 Mar 2018)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (4 Feb 2004 to 19 Oct 2006)
    • CF22 Investment Adviser (Trainee) (30 May 2003 to 19 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.