Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)

    FRN 124943

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 24 Feb 2023)
    • [FCA CF] Material risk taker (2 Mar 2018 to 24 Feb 2023)
    • [FCA CF] Client dealing (2 Mar 2018 to 24 Feb 2023)
    • CF30 Customer (18 Nov 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 5 Oct 2012)
    • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.