Aroon Dhoot

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Client dealing (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 18 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Nov 2024)
    • [FCA CF] Manager of certification employee (30 Nov 2022 to 16 Aug 2023)
    • [FCA CF] Material risk taker (8 Nov 2022 to 18 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2022 to 18 Aug 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (7 Jul 2017 to 1 Jan 2019)
    • [FCA CF] Client dealing (6 Mar 2017 to 20 Jul 2022)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 20 Jul 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (7 Jul 2017 to 1 Jan 2019)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 20 Jul 2022)
    • [FCA CF] Client dealing (6 Mar 2017 to 20 Jul 2022)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (25 Aug 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (3 Dec 2012 to 6 Nov 2014)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (23 Jul 2010 to 11 Sep 2012)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2003)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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