Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 6 Nov 2023)
    • CF1 Director (AR) (since 18 Oct 2023)
    • CF30 Customer (since 18 Oct 2023)
    • (1)Employed By (since 18 Oct 2023)
  • Ruth Whitehead Associates (no longer approved here)

    FRN 474013

    • [FCA CF] Client dealing (30 Sep 2022 to 13 Oct 2023)
    • [FCA CF] Functions requiring qualifications (30 Sep 2022 to 13 Oct 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (26 Aug 2021 to 15 Jul 2022)
    • [FCA CF] Functions requiring qualifications (26 Aug 2021 to 15 Jul 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (22 Mar 2018 to 2 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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