Arnold Abraham Berner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Capital Partners LLP

    FRN 649860

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2015 to 8 Dec 2019)
    • CF4 Partner (2 Jan 2015 to 8 Dec 2019)
  • HarbourVest Partners (U.K.) Limited (no longer approved here)

    FRN 147086

    • CF30 Customer (15 Dec 2010 to 31 May 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jun 2006 to 16 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.