Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jul 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Jul 2019)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 31 Jul 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Jul 2019)
    • CF30 Customer (2 Apr 2008 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.