Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (27 Jan 2020 to 31 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 31 May 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2019 to 27 Feb 2024)
    • [FCA CF] Client dealing (11 Dec 2017 to 31 May 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (12 Aug 2010 to 30 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.