Arnaud Henry Honore Gandon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Heptagon Capital LLP
FRN 403304
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2022)
- CF30 Customer (2 Aug 2010 to 8 Dec 2019)
Union Bancaire Privee, UBP SA (no longer approved here)
FRN 147562
- CF30 Customer (1 Nov 2007 to 31 Jul 2010)
- CF27 Investment Management (21 Oct 2003 to 31 Oct 2007)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF21 Investment Adviser (4 Aug 2003 to 5 Sep 2003)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.