Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 26 Sep 2024)
- [FCA CF] Client dealing (16 Jul 2020 to 31 Dec 2022)
- [FCA CF] Material risk taker (16 Jul 2020 to 31 Dec 2022)
- CF30 Customer (1 Nov 2007 to 15 Sep 2014)
- CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.