Arnaud Floesser

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Material risk taker (since 30 Jan 2025)
    • [FCA CF] Significant management (since 30 Jan 2025)
    • [FCA CF] Manager of certification employee (since 23 Jul 2024)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Algorithmic trading (since 13 May 2024)
    • [FCA CF] Significant management (since 13 May 2024)
    • [FCA CF] Manager of certification employee (since 31 Jan 2024)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (15 Oct 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Significant management (since 13 May 2024)
    • [FCA CF] Algorithmic trading (since 13 May 2024)
    • [FCA CF] Manager of certification employee (since 31 Jan 2024)
    • [FCA CF] Material risk taker (since 17 May 2017)
    • CF30 Customer (15 Oct 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (10 Jun 2010 to 4 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.