Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 17 Aug 2023)
- [FCA CF] Significant management (since 17 Aug 2023)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Significant management (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (3 Mar 2023 to 4 Jan 2024)
- CF28 Systems and controls (30 Sep 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.