Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kvika Limited

    FRN 538806

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (12 Apr 2021 to 12 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 12 Sep 2023)
    • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
    • CF1 Director (28 Feb 2018 to 8 Dec 2019)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF1 Director (12 Sep 2006 to 5 Dec 2008)
    • CF8 Apportionment and Oversight (12 Sep 2006 to 31 Oct 2007)
    • CF3 Chief Executive (12 Sep 2006 to 5 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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