Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (3 Oct 2023 to 30 Sep 2024)
    • [PRA CF] Managing a material risk taker (19 Aug 2022 to 19 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (22 Mar 2021 to 30 Sep 2024)
    • [FCA CF] Client dealing (15 Feb 2021 to 30 Sep 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (3 Oct 2023 to 30 Sep 2024)
    • [PRA CF] Managing a material risk taker (15 Aug 2023 to 19 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (22 Mar 2021 to 9 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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