Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 28 Feb 2024)
- [FCA CF] Manager of certification employee (23 Jul 2024 to 1 Oct 2025)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 22 Feb 2017)
- [FCA CF] Client dealing (since 22 Feb 2017)
- [FCA CF] Manager of certification employee (20 Sep 2018 to 3 Aug 2020)
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- CF30 Customer (1 Nov 2007 to 24 Jun 2015)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.