Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Aug 2020)
    • CF30 Customer (18 Mar 2014 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Aug 2020)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Aug 2020)
    • CF30 Customer (18 Mar 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (8 Jul 2008 to 27 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.