Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Genesis Investment Management, LLP
FRN 232261
- SMF16 Compliance Oversight (since 10 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Apr 2025)
- [FCA CF] Client dealing (since 17 Mar 2021)
- SMF27 Partner (since 25 Jun 2020)
- CF4 Partner (1 Oct 2009 to 9 Dec 2019)
- CF30 Customer (18 Mar 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.