Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 27 Jul 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Dec 2023)
    • CF29 Significant management (30 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (30 Aug 2013 to 8 Dec 2019)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF1 Director (9 Feb 2011 to 17 May 2013)
    • CF29 Significant management (30 May 2008 to 31 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 17 May 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.