Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Functions requiring qualifications (1 Nov 2025 to 20 Mar 2026)
    • [FCA CF] Client dealing (1 Nov 2025 to 20 Mar 2026)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Client dealing (8 Sep 2022 to 20 Mar 2026)
    • [FCA CF] Functions requiring qualifications (8 Sep 2022 to 20 Mar 2026)
  • DJWM Limited (no longer approved here)

    FRN 556371

    • CF30 Customer (23 May 2012 to 22 Nov 2016)
    • CF1 Director (23 May 2012 to 22 Nov 2016)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (13 Jan 2009 to 9 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.