Arica Sara Gourlay

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited

    FRN 144036

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Sep 2025)
    • [FCA CF] Client dealing (1 Sep 2025 to 2 Sep 2025)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Manager of certification employee (26 Jul 2023 to 22 Aug 2025)
    • [FCA CF] Client dealing (1 May 2022 to 21 Aug 2025)
    • [FCA CF] Functions requiring qualifications (1 May 2022 to 22 Aug 2025)
  • NOVA Wealth Ltd (no longer approved here)

    FRN 778951

    • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 22 Apr 2022)
    • [FCA CF] Client dealing (1 Jun 2021 to 22 Apr 2022)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2021)
    • CF30 Customer (3 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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