Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2020 to 1 Apr 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Apr 2024)
- CF30 Customer (3 Nov 2015 to 8 Dec 2019)
- CF21 Investment Adviser (6 Apr 2007 to 3 Jul 2007)
- CF22 Investment Adviser (Trainee) (25 Oct 2006 to 10 Apr 2007)
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- CF30 Customer (1 Jul 2011 to 11 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.