Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (23 Sep 2020 to 2 Apr 2021)
- [FCA CF] Material risk taker (23 Sep 2020 to 2 Apr 2021)
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- [FCA CF] Material risk taker (22 Jul 2020 to 2 Apr 2021)
- [FCA CF] Client dealing (20 Feb 2020 to 2 Apr 2021)
- CF30 Customer (18 Jun 2012 to 12 Jan 2013)
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- [FCA CF] Material risk taker (22 Jul 2020 to 2 Apr 2021)
- [FCA CF] Client dealing (20 Feb 2020 to 2 Apr 2021)
- CF30 Customer (18 Jun 2012 to 12 Jan 2013)
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- SMF3 Executive Director (9 Dec 2019 to 7 Feb 2020)
- CF1 Director (30 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (5 Oct 2009 to 21 Jan 2011)
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- CF30 Customer (27 Nov 2007 to 24 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.