Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (23 Sep 2020 to 2 Apr 2021)
    • [FCA CF] Material risk taker (23 Sep 2020 to 2 Apr 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (22 Jul 2020 to 2 Apr 2021)
    • [FCA CF] Client dealing (20 Feb 2020 to 2 Apr 2021)
    • CF30 Customer (18 Jun 2012 to 12 Jan 2013)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (22 Jul 2020 to 2 Apr 2021)
    • [FCA CF] Client dealing (20 Feb 2020 to 2 Apr 2021)
    • CF30 Customer (18 Jun 2012 to 12 Jan 2013)
  • Inclusive Finance Limited (no longer approved here)

    FRN 786052

    • SMF3 Executive Director (9 Dec 2019 to 7 Feb 2020)
    • CF1 Director (30 Jul 2018 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (5 Oct 2009 to 21 Jan 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (27 Nov 2007 to 24 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.