Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kotak Mahindra (UK) Limited (no longer approved here)

    FRN 171837

    • CF30 Customer (19 Feb 2009 to 28 Jan 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)
    • CF26 Customer Trading (12 Mar 2007 to 10 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.