Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Client dealing (since 5 Jun 2023)
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- CF30 Customer (25 May 2022 to 16 Sep 2022)
- [FCA CF] Client dealing (11 Nov 2021 to 16 Sep 2022)
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- (36)Employed By (25 May 2022 to 16 Sep 2022)
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- [FCA CF] Client dealing (7 Mar 2016 to 27 Aug 2021)
- CF30 Customer (13 Feb 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.