Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 17 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (since 17 Oct 2023)
- CF1 Director (AR) (since 16 Oct 2023)
- CF30 Customer (since 16 Oct 2023)
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Blackstone Wealth Ltd
FRN 1002870
- Employed By (since 16 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (26 Sep 2022 to 18 Sep 2023)
- CF30 Customer (22 Sep 2022 to 18 Sep 2023)
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- Employed By (22 Sep 2022 to 18 Sep 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2022)
- CF30 Customer (27 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (16 May 2017 to 6 Sep 2017)
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- Employed By (16 May 2017 to 6 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.