Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 17 Oct 2023)
    • CF1 Director (AR) (since 16 Oct 2023)
    • CF30 Customer (since 16 Oct 2023)
    • Employed By (since 16 Oct 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (26 Sep 2022 to 18 Sep 2023)
    • CF30 Customer (22 Sep 2022 to 18 Sep 2023)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (22 Sep 2022 to 18 Sep 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2022)
    • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 May 2017 to 6 Sep 2017)
  • Clearwater Wealth Management (no longer approved here)

    FRN 401714

    • Employed By (16 May 2017 to 6 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.