Anuj Sood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- [FCA CF] Client dealing (6 Feb 2024 to 6 Dec 2024)
- CF30 Customer (10 Jul 2023 to 8 Jan 2024)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- [FCA CF] Client dealing (1 Nov 2021 to 12 Aug 2022)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (10 Jul 2008 to 8 May 2018)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (7 Mar 2007 to 31 Oct 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (7 Mar 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.