Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 29 Mar 2023)
    • Employed By (since 29 Mar 2023)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Nov 2017)
    • Responsible for Insurance Mediation (3 Nov 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (3 Nov 2017 to 8 Dec 2019)
    • CF1 Director (3 Nov 2017 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (9 Dec 2016 to 15 Sep 2017)
  • The City Financial & Co Limited (no longer approved here)

    FRN 646850

    • Employed By (1 Oct 2014 to 10 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

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