Anu Joshi

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 25 Apr 2018)
    • CF30 Customer (since 29 Apr 2016)
  • AJI Financial Planning Ltd

    FRN 744946

    • (1)Employed By (since 29 Apr 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 May 2012 to 18 May 2016)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (518)Employed By (21 May 2012 to 18 May 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (18 Mar 2010 to 26 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.