Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (17 Sep 2020 to 4 May 2021)
    • [FCA CF] Manager of certification employee (17 Sep 2020 to 4 May 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (17 Sep 2020 to 4 May 2021)
    • [FCA CF] Manager of certification employee (17 Sep 2020 to 4 May 2021)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (17 Sep 2020 to 6 Dec 2023)
    • [FCA CF] Client dealing (17 Sep 2020 to 30 Apr 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (4 Oct 2019 to 29 Aug 2020)
    • [FCA CF] Manager of certification employee (4 Oct 2019 to 29 Aug 2020)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (4 Oct 2019 to 29 Aug 2020)
    • [FCA CF] Client dealing (4 Oct 2019 to 29 Aug 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 3 Oct 2019)
    • CF30 Customer (24 Feb 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 3 Oct 2019)
    • CF30 Customer (24 Feb 2010 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jan 2015 to 3 Oct 2019)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (27 Apr 2009 to 22 Jan 2010)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Jan 2009 to 3 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.