Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lothbury Wealth Management Limited
FRN 512199
- (3)Employed By (since 5 Apr 2024)
- (4)Employed By (26 Nov 2010 to 4 Apr 2024)
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Best Practice IFA Group Limited
FRN 223112
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Client dealing (since 2 Apr 2024)
- Appointed representative dealing with clients for which they require qualification (since 2 Apr 2024)
- CF1 Director (AR) (since 26 Mar 2024)
- CF30 Customer (since 26 Mar 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
- CF1 Director (AR) (12 Nov 2012 to 31 Mar 2024)
- CF30 Customer (26 Nov 2010 to 31 Mar 2024)
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- Employed By (12 Nov 2012 to 22 Oct 2021)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Lothbury Wealth Management Limited
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controlled function added: (4)Employed By at Lothbury Wealth Management Limited
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controlled function added: (3)Employed By at Lothbury Wealth Management Limited