Antony Patrick Gleed

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Regency Financial Consultancy LLP

    FRN 429424

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Apr 2020)
    • [FCA CF] Client dealing (since 22 Apr 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 May 2005 to 8 Dec 2019)
    • CF4 Partner (3 May 2005 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (25 Feb 2002 to 15 Sep 2005)
    • CF4 Partner (AR) (25 Feb 2002 to 15 Sep 2005)
  • Regency Financial Consultancy (no longer approved here)

    FRN 210763

    • (2)Employed By (25 Feb 2002 to 15 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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