Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Client dealing (since 1 Jun 2025)
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- (188)[FCA CF] Client dealing (27 Feb 2025 to 1 Jun 2025)
- (186)CF30 Customer (25 Sep 2023 to 18 Feb 2025)
- (187)CF1 Director (AR) (25 Sep 2023 to 18 Feb 2025)
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- CF30 Customer (13 Jan 2022 to 28 Sep 2023)
- CF1 Director (AR) (13 Jan 2022 to 28 Sep 2023)
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- CF1 Director (AR) (10 Sep 2014 to 21 Jan 2022)
- CF30 Customer (10 Sep 2014 to 21 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (186)CF30 Customer at STIFEL EUROPE LIMITED
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controlled function added: (187)CF1 Director (AR) at STIFEL EUROPE LIMITED
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controlled function added: (188)[FCA CF] Client dealing at STIFEL EUROPE LIMITED