Antony Key

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KEY WEALTH MANAGEMENT LTD

    FRN 602080

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 29 Apr 2016)
    • Responsible for Insurance Mediation (7 Oct 2013 to 30 Sep 2018)
    • CF30 Customer (7 Oct 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Oct 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Oct 2013 to 8 Dec 2019)
    • CF1 Director (7 Oct 2013 to 8 Dec 2019)
  • Gibbons & Key Limited (2922) (no longer approved here)

    FRN 190526

    • (2)Employed By (20 Oct 1999 to 26 Dec 2013)

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Updates to this individual's record on the FCA register.

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