Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (4 Nov 2024 to 22 Dec 2025)
- [FCA CF] Functions requiring qualifications (4 Nov 2024 to 11 Dec 2025)
- [FCA CF] Client dealing (4 Nov 2024 to 11 Dec 2025)
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- [FCA CF] Manager of certification employee (8 Feb 2021 to 17 Aug 2022)
- [FCA CF] Client dealing (8 Feb 2021 to 17 Aug 2022)
- [FCA CF] Functions requiring qualifications (8 Feb 2021 to 17 Aug 2022)
- CF30 Customer (23 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (22 Oct 2010 to 2 Jan 2014)
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- CF21 Investment Adviser (30 Nov 2002 to 29 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.