Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (4 Nov 2024 to 22 Dec 2025)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 11 Dec 2025)
    • [FCA CF] Client dealing (4 Nov 2024 to 11 Dec 2025)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Manager of certification employee (8 Feb 2021 to 17 Aug 2022)
    • [FCA CF] Client dealing (8 Feb 2021 to 17 Aug 2022)
    • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 17 Aug 2022)
    • CF30 Customer (23 Apr 2018 to 8 Dec 2019)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (22 Oct 2010 to 2 Jan 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 29 Apr 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.