Antony John Stuart

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Link Fund Solutions Limited
FRN 119197
- SMF14 Senior Independent Director (since 9 Dec 2019)
- CF2 Non Executive Director (15 Nov 2017 to 8 Dec 2019)
MUFG Corporate Markets Trustees (UK) Limited (no longer approved here)
FRN 184113
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Jun 2021)
- CF2 Non Executive Director (15 Nov 2017 to 8 Dec 2019)
Waystone Financial Investments Limited (no longer approved here)
FRN 169586
- CF2 Non Executive Director (15 Nov 2017 to 8 Dec 2019)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF30 Customer (1 Nov 2007 to 31 Aug 2011)
- CF1 Director (1 Dec 2001 to 4 Dec 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.