Antony John Shaw

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (14 Apr 2021 to 7 Sep 2022)
    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 18 Jan 2023)
    • [FCA CF] Client dealing (15 Feb 2017 to 2 Jan 2020)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 8 Mar 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (14 Apr 2021 to 7 Sep 2022)
    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 18 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jan 2019 to 8 Mar 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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