Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 Apr 2021 to 31 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (26 Feb 2021 to 1 Jun 2023)
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- SMF17 Money Laundering Reporting Officer (MLRO) (26 Feb 2021 to 1 Jun 2023)
- SMF1 Chief Executive (9 Dec 2019 to 2 Sep 2022)
- SMF3 Executive Director (9 Dec 2019 to 2 Sep 2022)
- CF1 Director (28 Nov 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (28 Nov 2016 to 12 Dec 2018)
- CF3 Chief Executive (28 Nov 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.