Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 16 Nov 2016)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 7 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (19 Feb 2003 to 4 Apr 2005)
    • CF22 Investment Adviser (Trainee) (22 Oct 2002 to 19 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.