Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 19 Nov 2013)
-
Antony Wood
FRN 609495
- (1)Employed By (since 19 Nov 2013)
-
- CF30 Customer (15 Jun 2011 to 30 Sep 2013)
-
- CF21 Investment Adviser (26 Sep 2006 to 8 Aug 2007)
- CF22 Investment Adviser (Trainee) (4 Oct 2005 to 26 Sep 2006)
-
- CF21 Investment Adviser (5 Aug 2004 to 16 Dec 2005)
- CF22 Investment Adviser (Trainee) (3 Oct 2003 to 5 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.