Antony Duckworth

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cowens Mortgage Solutions Limited (no longer approved here)

    FRN 967252

    • (1)Employed By (31 May 2022 to 31 Aug 2023)
  • R.A. Cowen & Partners (Financial Services) Limited (no longer approved here)

    FRN 126112

    • Responsibility for MCD Intermediation (20 Oct 2021 to 31 Aug 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Aug 2023)
    • SMF16 Compliance Oversight (7 Aug 2020 to 31 Aug 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Aug 2023)
    • Responsible for Insurance Mediation (4 Sep 2018 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (4 Sep 2018 to 8 Dec 2019)
    • CF1 Director (AR) (23 Jul 2013 to 31 Aug 2023)
    • CF1 Director (27 Nov 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2023)
    • CF21 Investment Adviser (23 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2005 to 31 Oct 2007)
  • Cowens Employee Benefits Ltd (no longer approved here)

    FRN 603624

    • (5)Employed By (23 Jul 2013 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Cowens Mortgage Solutions Limited

  2. controlled function added: (1)Employed By at Cowens Mortgage Solutions Limited

  3. controlled function removed: Employed By at Cowens Employee Benefits Ltd

  4. controlled function added: (5)Employed By at Cowens Employee Benefits Ltd