Antony David Edward Eccles

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

North Rock Capital Management (UK) LLP
FRN 937100
- SMF27 Partner (since 13 Jun 2025)
- [FCA CF] Manager of certification employee (16 Dec 2021 to 10 Sep 2025)
- [FCA CF] Client dealing (16 Dec 2021 to 10 Sep 2025)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2021)
- CF30 Customer (19 May 2014 to 8 Dec 2019)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF21 Investment Adviser (10 Jul 2006 to 6 Sep 2007)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (13 Nov 2002 to 6 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.