Antony David Earley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Jun 2006 to 8 May 2007)
  • Antony David Earley

    FRN 571256

    • (1)Employed By (since 15 Dec 2011)
  • Spillane & Co Wealth Management Ltd (no longer approved here)

    FRN 408201

    • (7)Employed By (8 Jun 2006 to 15 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Antony David Earley

  2. controlled function added: (1)Employed By at Antony David Earley