Antony Charles Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPA FINANCIAL SERVICES LIMITED

    FRN 587254

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 24 Jun 2024)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2024)
    • CF30 Customer (30 Aug 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2024)
    • CF30 Customer (30 Aug 2017 to 8 Dec 2019)
  • Think Financial Planning Ltd (no longer approved here)

    FRN 190715

    • Employed By (1 Dec 2001 to 2 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.