Antonio Whelan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (7 Jun 2016 to 8 Jan 2017)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (26 Jan 2015 to 1 Jul 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
    • CF21 Investment Adviser (18 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Nov 2005 to 18 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.