Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 28 Nov 2024)
    • [FCA CF] Manager of certification employee (since 22 Jan 2024)
    • [FCA CF] Client dealing (since 17 Jan 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Dec 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Apr 2015)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (21 Feb 2003 to 18 Jul 2003)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.