Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 14 Aug 2023)
    • [FCA CF] Client dealing (since 2 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Sep 2020)
    • [FCA CF] Material risk taker (since 14 Sep 2020)
    • [FCA CF] Manager of certification employee (since 4 Apr 2016)
    • [FCA CF] Client dealing (4 Apr 2016 to 13 Sep 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (4 Apr 2016 to 9 Dec 2019)
    • [FCA CF] Client dealing (4 Apr 2016 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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