Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ashmore Investment Management Limited (no longer approved here)

    FRN 185402

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (30 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jul 2003 to 30 Jul 2003)
  • Ashmore Investment Advisors Limited (no longer approved here)

    FRN 611412

    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2025)
    • CF30 Customer (18 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.